Research Papers 论文研究 5h ago Updated 18m ago 更新于 18分钟前 48

A Single Suffix to Break Them All: Basin-Aware Jailbreaks for Merged Model Families 单一后缀破解一切:面向合并模型家族的盆地感知越狱

Model merging of individually safety-aligned models can still produce unsafe outputs due to risks rooted in the pretrained foundation backbone, challenging the assumption that merging preserves safety The authors introduce Basin-Aware Jailbreak (BAJ), a novel attack that generates adversarial suffixes transferable across merged model families sharing the same pretrained backbone BAJ formulates jailbreak generation as a min-max optimization over the merging space, enabling attacks without knowled 模型合并技术存在被忽视的安全风险:即使所有组成部分模型都经过安全对齐,合并后仍可能暴露越狱漏洞,风险根植于预训练基础模型而非合并过程本身 提出Basin-Aware Jailbreak (BAJ)方法,将越狱生成建模为合并空间上的min-max优化问题,生成可跨合并模型家族迁移的对抗性后缀 攻击者无需访问确切的合并系数或组成部分检查点,仅需共享相同预训练骨干即可实现跨模型家族的越狱攻击 实验表明BAJ在不同预训练骨干和合并设置下均实现高迁移成功率,且对现有防御机制保持鲁棒性

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Analysis 深度分析

TL;DR

  • Model merging of individually safety-aligned models can still produce unsafe outputs due to risks rooted in the pretrained foundation backbone, challenging the assumption that merging preserves safety
  • The authors introduce Basin-Aware Jailbreak (BAJ), a novel attack that generates adversarial suffixes transferable across merged model families sharing the same pretrained backbone
  • BAJ formulates jailbreak generation as a min-max optimization over the merging space, enabling attacks without knowledge of exact merging coefficients or constituent checkpoints
  • Experiments across diverse backbones and merging settings demonstrate consistently high transfer success rates, with effectiveness persisting under existing defenses

Why It Matters

This work exposes a critical blind spot in the model merging ecosystem: safety alignment of individual fine-tuned models does not guarantee safety in merged outputs, as the underlying pretrained foundation can reintroduce vulnerabilities. For AI practitioners deploying merged models in production, this represents a novel attack surface that existing safety evaluations may fail to detect, necessitating new benchmarking and defense strategies tailored to merged model families.

Technical Details

  • Threat model: The attacker constructs jailbreak prompts that generalize across merged models sharing a common pretrained backbone, without access to exact merging coefficients or individual constituent checkpoints — a realistic and challenging setting
  • BAJ method: Jailbreak generation is formulated as a min-max optimization problem over the merging space, producing adversarial suffixes that exploit the shared foundation model's vulnerability basin rather than individual fine-tuned parameters
  • Key insight: Prior work attributed merging risks to unsafe constituent models; this work demonstrates that even when all constituents are individually safety-aligned, the pretrained foundation's inherent vulnerabilities can be activated through merging
  • Evaluation: Experiments conducted across diverse pretrained backbones and merging configurations, showing high transfer success rates of adversarial suffixes across merged model families and resilience against existing defensive measures

Industry Insight

  • Organizations adopting model merging as a cost-effective fine-tuning strategy must reassess their safety evaluation pipelines to account for foundation-level vulnerabilities that merging can reactivate, not just constituent model risks
  • The transferability of BAJ-style attacks across merged families suggests that adversarial suffixes discovered on one merged model may compromise an entire family of models sharing a backbone, amplifying the blast radius of a single successful jailbreak
  • Defense research should prioritize robustness over the merging space itself — potentially through merging-aware alignment techniques or foundation model hardening — rather than treating each merged variant as an independent safety problem

TL;DR

  • 模型合并技术存在被忽视的安全风险:即使所有组成部分模型都经过安全对齐,合并后仍可能暴露越狱漏洞,风险根植于预训练基础模型而非合并过程本身
  • 提出Basin-Aware Jailbreak (BAJ)方法,将越狱生成建模为合并空间上的min-max优化问题,生成可跨合并模型家族迁移的对抗性后缀
  • 攻击者无需访问确切的合并系数或组成部分检查点,仅需共享相同预训练骨干即可实现跨模型家族的越狱攻击
  • 实验表明BAJ在不同预训练骨干和合并设置下均实现高迁移成功率,且对现有防御机制保持鲁棒性

为什么值得看

本文揭示了模型合并安全研究的关键盲点——安全对齐的模型合并后仍可能被单一后缀攻破,挑战了"合并保留安全性"的隐含假设。对AI安全从业者和采用模型合并技术的团队具有重要警示意义,推动了合并模型安全评估框架的重新思考。

技术解析

  • 威胁模型创新:首次系统研究合并模型家族的越狱风险,攻击者无需知道具体合并系数或组成部分模型,仅需利用共享预训练骨干的共性即可构造通用攻击后缀
  • BAJ方法核心:将对抗性后缀生成形式化为合并空间上的min-max优化问题,通过最小化最坏情况下的防御成功率,最大化跨模型家族的迁移攻击效果
  • 实验验证:在多种预训练骨干和不同合并设置下进行测试,BAJ consistently实现高迁移成功率,且在现有防御机制下仍保持有效性
  • 关键发现:安全对齐的组成部分模型合并后,其安全性并非简单叠加,预训练基础模型的某些脆弱性会在合并过程中被放大或暴露

行业启示

  • 模型合并的安全评估需要超越"组成部分安全则合并安全"的简单假设,应建立针对合并模型家族的专项安全测试框架
  • 现有模型安全防御机制主要针对单一模型设计,需考虑合并场景下的新型攻击向量,推动防御技术的适应性升级
  • 采用模型合并技术的组织应重新审视其安全假设,特别是在共享预训练骨干的模型家族中,需加强合并前后的安全审计和对抗性测试

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LLM 大模型 Security 安全 Alignment 对齐 Fine-tuning 微调 Research 科学研究